2024 Compliance Regulation Deep Dive

Compliance Regulation Deep Dive
“Beyond the Regs”

“This will not be a regulation update:  This is a Compliance Officer and Compliance Staff granted wish.  We are actually getting into each regulation and diving deeper into what we need to know and do.   Bank compliance role is getting more difficult to manage, we all should take advantage of this learning opportunity.” - Jay Funderburke, Bank of Alapaha

Compliance, like service, is every banker’s responsibility. This Compliance Deep Dive Workshop covers the most prominent credit, deposit, operations, and consumer regulations and laws financial institutions deal with on a day-to-day basis.

This workshop will be tailored specifically to the attendees’  top 5-7 deep dive regulations to help them locate, research, review and understand the regulations better. This program will examine regulations and laws at a deeper level in order to assist in preparing  for your  bank’s next exam. A survey will be sent to registered attendees 2 weeks prior to the workshop to identify each attendee’s top 5-7 regulations. Priority will be given to the highest responses.


INSTRUCTOR:
Kristin Harville
Performance Solutions, Inc.

The program is packed with tips,  ready to use tools, “real world” case studies, and job aids to use back to the bank.

As a result of this interactive program, bankers will be able to:

• Identify which regulations apply to different situations in banking
• Anticipate and minimize potential penalties and violations
• Research pending regulatory updates and hot topics

Possible topics for discussion:

• Reg E
• Reg CC
• Flood
• Reg B
• Fair Debt Collection Act
• Third Party Risk
• UDAAP
• Truth in Savings
• Garnishment of Accounts Containing Federal Benefit Payments
  
  
  

MORE ABOUT THE INSTRUCTOR:
Kristin Harville is a Senior Consultant with PSI. As a former Compliance Director and Bank Examiner, she is a highly respected Certified Regulatory Compliance Manager (CRCM) and Certified AML and Fraud Professional (CAFP), with a Juris Master’s Degree in Law (Major in Financial Regulation). With over 20 years of regulatory experience in BSA/AML/CFT, Deposit and Lending Regulatory Compliance, Internal Audit, Compliance Risk Assessment, Compliance Training & Development, and Enterprise Risk Management. Her goal is to consistently provide practical "real world solutions" for today's compliance community. Kristin is a dedicated, results-oriented facilitator and consultant.